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Three Ingredients

By       (Page 1 of 2 pages)   5 comments, In Series: Balanced Voting

Paul Cohen
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The most recent article in this series, Familiarity Breeds Contempt, discusses a hypothetical BAV election that is summarized in Tables 1 and 2. This presents us with an opportunity to compare BAV with some similar voting systems.

Example BAV Election
Example BAV Election
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Often it is hard to make such comparisons. In general, how a voter will vote using one system often gives little insight into how they will vote in another. But when voting systems are sufficiently similar, this can be less of a problem.

In the past I have mentioned two important ingredients we should look for in a voting system.:

1. The voting system should be balanced

2. The voting system should be evaluative

BAV meets these two requirements, and it is arguably the simplest voting system to satisfy both. This suggests that we might want to see whether we could predict voting in a system that is much like BAV, but which fails to satisfy one or the other condition. Oh yes, the third condition (in the title) is simplicity, and we should not consider abandoning simplicity. A complex voting system that is hard to understand may raise voters doubts about whether voting is worthwhile.

Approval voting (AV) is one alternative system; what is very important is that AV is evaluative as well as simple; but it does fail to be balanced. As with BAV, a voter is asked to evaluate, or abstain from evaluating, each candidate. But in evaluating a candidate, AV provides the voter with no alternative beyond expressing support for that candidate. This means that when a voter abstains, it might be because the voter opposes the candidate, but possibly only that the voter is indifferent to that candidate. Perhaps the voter first learned, while voting, that candidate's name. At the other extreme, the voter may think favorably of the candidate, but not so favorably as join the other in votes of support. AV makes no attempt to distinguish between these possibilities and consequently, anyone trying to understand voter opinions can only speculate.

But let us consider a voter who has just voted in the BAV election. When a BAV ballot shows support for a candidate then almost certainly the voter would do the same on an AV ballot. And if the voters BAV ballot shows opposition then the voter would surely avoid voting in support of the candidate; the voter would abstain.

But while abstention on a BAV ballot might convert to support on an AV ballot, that is not necessarily the case; many voters who abstain may be on the fence about their decision. Clearly some BAV voters may abstain only after seriously considering a vote of opposition. And similarly, a voter who abstained on the BAV ballot may have considered voting support; such a voter, faced with the fewer options on the AV ballot, may choose to instead vote in support of the candidate.

The point to take from this is that in the AV election, some of the BAV abstentions might convert to support votes in the AV election. We do not know how many, but probably less than half.

AV Election derived from BAV Election
AV Election derived from BAV Election
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Table 3 shows possible results for this AV election with the MINIMUM column assuming there are no conversions of abstentions to support and with the MAXIMUM column assuming there is at most a 30% conversion. For the sake of simplicity, the conversion is assumed as a uniform percentage across all five political parties.

While the Progressive Party candidate comes in second, the lead of the Democrat over the Progressive is more than 100,000 voters; that is a different situation from being a close second (as happened in the BAV election). As with the BAV election, the Republican candidate makes a poor showing, but the AV election does not show that the Progressive Party is positioned to potentially replace the Republican Party in the duopoly. Many voters will still make voting decisions assuming a duopoly continues to rule.

BAV is both balanced and evaluative. Being evaluative is very important and the example election illustrates how similar the behavior of AV is to BAV. But the lack of balance keeps the vote tallies significantly higher for AV and that keeps a win for a minor party a more distant possibility. By adding balance to an evaluative system, polarization between two parties of roughly the same size leads to a mutual cancellation of votes within the bounds of those two parties. This gives the remaining parties much more in control of the election.

The simplest example of a voting system that is balanced but not evaluative is Balanced Plurality Voting (BPV). With BPV (just as with Plurality Voting), a voter must choose a single candidate to evaluate. But the BPV voter can choose whether to support or to oppose that candidate. The winner is selected as with BAV, using a count of net votes. But BPV is a voting system that is particularly well suited only for an election with three (or fewer) candidates. For BAV there is nothing so special about there being only three candidates.

Choose only one!
Choose only one!
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Attended college thanks to the generous state support of education in 1960's America. Earned a Ph.D. in mathematics at the University of Illinois followed by post doctoral research positions at the Institute for Advanced Study in Princeton. (more...)
 

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2 people are discussing this page, with 5 comments  Post Comment


Paul Cohen

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The next article in this series will continue with the topic of BPV as an introduction to the larger topic of how using BAV in elections will help clarify our understanding of what voters are trying to say through their voting.

Submitted on Sunday, Sep 28, 2025 at 3:53:16 PM

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William WAUGH

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When voters have had to use a system for long enough, they realize that the meanings of their options in that system are only the effects on the tally thereof. To state that the middle option in BAV indicates "indifference toward a candidate" is an error in two ways. It's an error in speaking as though a phrase that has dubious meaning in the first place had a definite meaning, and it's an error in suggesting that the meaning of the option is anything other than its effect on the tally.

Submitted on Sunday, Sep 28, 2025 at 8:11:59 PM

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Paul Cohen

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Reply to William WAUGH:   New Content

You make a good point and it is one I considered addressing; but the article was getting long enough without adding that topic. It is true that there are many considerations that could lead a voter to abstain. Maybe it is part of a grand scheme to game the election.

But not being indifferent would seem to imply having strong feelings one way or the other about the candidate. But why would a voter with such strong feelings abstain?

But sure, there could be instances of voters abstaining for reasons other than indifference. Still, I think "indifference" is, generally, an apt description of voters who abstain.

A comparison might be helpful. Using plurality voting as we so often do, people will say that the winner was supported by the largest number of voters (never mind that many or even most of the votes actually were efforts at expressing how much a voter disliked the only other candidate). Compared with this, saying that voters who abstain were indifferent seems like a much less serious abuse of language.

Submitted on Sunday, Sep 28, 2025 at 9:49:20 PM

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Reply to Paul Cohen:   New Content

A voter who abstains is a voter who casts no vote (or scores all candidates equally). It is not a voter who votes Nader 1, Gore 0, Bush -1.

Submitted on Tuesday, Sep 30, 2025 at 3:56:48 AM

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Reply to William WAUGH:   New Content

That is one way to look at it; thinking in the paradigm of score voting. And BAV can be viewed from that prism.

But another way is to consider that with BAV, an abstention is, for any individual candidate, treated as if the voter was not there: the votelet is simply ignored (though you seem to prefer the view that added to the tally). And notice that when I have described the vote tally for BAV, the tally really does just ignore the abstentions - which is the natural thing to do since they are not even marked on the ballot.

A reasonable resolution is that BAV is actually distinct from score voting with the scores -1, 0, 1. True, they are alike from a mathematical point of view, but a voter will view them as quite different (because the ballots are so very different).

This issue reminds me of the question of whether a tomato is a fruit or a vegetable. The answer depends on whether you are a botanist or a cook. A botanist who is also a cook just has to mentally manage the apparent contradiction.

Submitted on Tuesday, Sep 30, 2025 at 6:27:43 AM

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